CITY OF PHILADELPHIA PERSONNEL DEPARTMENT
PHILADELPHIA HOME RULE CHARTER
Adopted by the Electors April 17, 1951
Article VIII.
PROVISIONS OF GENERAL APPLICATION
CHAPTER 1
Fiscal and Budgetary Matters
Section 8-100
Fiscal Year.
For the present, the City's fiscal year shall be the calendar year but the Council may by ordinance adopt a different fiscal year.
ANNOTATION
- Sources: No specific source.
- Purposes: It is considered better budgetary practice for the fiscal year to commence on or about July 1. This was not practicable for the City because real estate tax assessment and payment requirements, specified by statute, produce most of the City's revenue in the months of March, April and May. However, Council is empowered to change the fiscal year when modification of statutory provisions permits it and the problem of changing the taxing period has been thoroughly studied.
Section 8-101
Payment of Moneys Out of the City Treasury.
- All payments out of the City Treasury shall be by the check of the City Treasurer issued upon order of the Auditing Department.
- All checks shall be prepared in the office of the City Treasurer, unless the Director of Finance shall by rule otherwise prescribe.
- The Auditing Department shall issue orders for payments out of the City Treasury only upon requisition of the officer or of the department, board, commission or other agency to which the appropriation was made against which payment is requested.
- All requisitions shall be prepared in triplicate. One copy shall be retained by the requisitioning officer, department, board, commission or agency, and two copies shall be delivered to the Director of Finance.
- If the Director of Finance approves a requisition, he shall deliver the original to the Auditing Department.
- If the Auditing Department approves the requisition, it shall issue its order for payment and shall deliver it to the City Treasurer. If it disapproves the requisition, it shall attach a memorandum thereto detailing its objections and return the requisition through the office of the Director of Finance to the requisitioning officer, department, board, commission or agency.
ANNOTATION
- Sources: See Act of June 25, 1919, P.L. 581, Article XI, Section 4, Article XII, Section 3, as amended; the Fiscal Code of 1929, Act of April 9, 1929, P.L. 343, Article XV, as amended.
- Purposes:
- The procedure detailed for the payment of moneys out of the City Treasury is intended to prevent improper disbursements and to assure the strictest accountability for such funds as are disbursed. The safeguards provided for include requirements that funds shall be disbursed only by checks of the City Treasurer, only upon proper requisitions approved by the Director of Finance, and only upon approval and the order of the Auditing Department.
- Flexibility is provided in the procedure for preparing checks so that the most economical and efficient method may be employed under varying circumstances.
- Requisitions for payment are to originate in the agency having the appropriation against which the payment is to be charged since it should know all the facts justifying the requisition and the state of its funds.
- Requisitions are to be prepared in triplicate so that the agency requesting payment and the Director of Finance may each have a copy for record and accounting purposes and so that the Auditing Department may have a copy to enable it to approve or disapprove the payment and to submit it to the City Treasurer.
- The Director of Finance may disapprove a requisition if it fails to conform to current budgeting orders or if appropriations are unavailable to meet it. See Section 6-106. Approval of the Auditing Department is required to determine if the requisition is for a purpose comprehended by the appropriation against which it is drawn, in a proper amount and the amount stated is justly due. See Sections 6-400 and 6-402.
Section 8-102
Estimates of Current Expenditures by Departments, Boards and Commissions
In order to enable the Mayor to avoid deficits and to check on performance, each officer, department, board and commission of the City, or other agency receiving a City appropriation shall from time to time as requested by the Mayor prepare and submit to him through the Director of Finance for approval or disapproval an estimate of the amount of money required for each activity or function to be carried on by him or it during the ensuing month, quarter or such other period of the current fiscal year as the Mayor shall prescribe. If such estimate does not meet with the approval of the Mayor, it shall be revised in accordance with the Mayor's direction and resubmitted for approval; but the Mayor shall not reduce the estimates of the City Council or of the Auditing Department without their consent nor the estimates of the Personnel Director and the Civil Service Commission below one-half of one percent of the amount to be expended for compensation for civil service employees.
After the approval of any such estimate, it shall be unlawful for the Director of Finance to approve the expenditure or encumbrance of any appropriation or part thereof except in accordance with such estimate, unless the same be revised with the approval of the Mayor.
ANNOTATION
- Sources: The Administrative Code of 1929, Act of April 9, 1929, P.L. 177, Section 604, as amended.
- Purposes:
- Although certain appropriations may have been made to various officers and agencies, the Mayor may order, with exceptions noted hereafter, that the full amount of an authorized appropriation shall not be expended. Such an order would be appropriate if it should appear that revenues will not equal expenditures. To enable the Mayor to decide when an order reducing expenditures is necessary, officers and agencies are required to submit, when requested, estimates of proposed expenditures for stated future periods. The City Council and the Auditing Department are excepted from any order reducing expenditures unless they agree to such an order. See Annotation to Section 2-300. Estimates of the Personnel Director and Civil Service Commission may not be reduced below one-half of one percent of funds to be expended for compensation to civil service employees (see Annotation to Section 2-300), but since an order reducing expenditures of other offices and agencies may reduce the total amount of such compensation, the minimum assured to the Director and Commission may be reduced proportionately.
- Orders of the Mayor are made enforceable by prohibiting the Director of Finance from approving requisitions which do not conform with such orders. See Sections 6-106 and 8-101.
Section 8-103
Duty to Respond to Requests for Budgetary Information
It shall be the duty of the chief clerk of Council and of each officer or department and each independent board and commission of the City and every other agency of any kind desiring appropriations from the Council promptly to comply with any and all requests made by the Director of Finance for information dealing with the next annual operating budget or with prospective operating budget revisions for the unexpired portion of the current fiscal year; and it shall be the duty of each departmental board and commission promptly to furnish to the head of the department with which it is connected such information as may be requested by the head of the department for the departmental budget estimates.
ANNOTATION
- Sources: The Administrative Code of 1929, Act of April 9, 1929, P.L. 177, Section 606.
- Purposes: This section is necessary to enable the Director of Finance to prepare the annual operating budget for the Mayor. See Section 6-105.
Section 8-104
List of Employees to be Furnished to Certain City Officers
Each department, board and commission of the City and every other agency receiving an appropriation from the City Treasury shall, on the fifteenth day of June of each year, transmit to the City Controller, the Director of Finance, and the Personnel Director a complete list, as of June first preceding, of the names of all of its officers and employees entitled to receive compensation from the City Treasury for services rendered in or to the department, board or commission, or agency as the case may be. Such list shall show the position occupied by each such person, the date of birth and residence of such person, the salary at which or other basis upon which such person is entitled to be paid, the date when such person entered the service of the department, board, commission or agency, whether such person has been continuously employed by it since that date, and all periods of service and positions held for which compensation has been paid out of the City Treasury, or such additional information as the Mayor may prescribe.
Each month thereafter the heads of the several departments, boards and commissions, and the several agencies shall certify to the City Controller, the Director of Finance and the Personnel Director any changes in the annual list of employees last transmitted to them which shall have occurred during the preceding month.
ANNOTATION
- Sources: The Administrative Code of 1929, Act of April 9, 1929, P.L. 177, Section 603.
- Purposes: Personnel information required from each agency receiving any appropriation from the City Treasury will enable the Personnel Director to maintain his personnel records (see Section 7-100), will be necessary for payroll payments (see Sections 6-106, 6-301, 6-400 and 8-101), will facilitate checking on compliance with civil service requirements (see Section 7-302), and will aid budgeting and accounting (see Sections 6-101, 6-105 and 8-102).
Section 8-105
Custody of City Securities
Securities owned or held by the City, including uncancelled obligations of the City, may be kept either in City vaults or in safes or safety deposit boxes in banking institutions, or may with the approval of the Council be delivered to and held by banking institutions as custodians. The City Treasurer or his designated deputy acting jointly with the City Controller or his designated deputy shall have sole access to such safes or safety deposit boxes but such access shall always be in the presence of an appropriate official of the banking institution. The City Treasurer shall furnish monthly to the Director of Finance a list of all City securities and their place of safekeeping.
ANNOTATION
- Sources: No specific source.
- Purposes: The City owns many valuable securities and this section makes provision for their safekeeping an for the accounting for them.
Section 8-106
Expenses
Subject to the rules of the Administrative Board, the heads of departments, the members of all boards and commissions, all administrative officers and all persons employed under the provisions of this charter shall be entitled to receive their traveling and other necessary expenses actually incurred in the performance of their public duties on requisition of the appropriate officer, department head, or chairman or president of a board or commission, but in the case of departmental boards and commissions, such requisitions shall be subject to the approval of the department with which such boards or commissions are respectively connected.
ANNOTATION
- Sources: The Administrative Code of 1929, Act of April 9, 1929, P.L. 177, Section 216.
- Purposes: Officers and employees are entitled to traveling and other necessary expenses actually incurred in the performance of their public duties but to prevent abuses the Administrative Board is to promulgate rules governing the circumstances under which such payments are to be made. See Section 4-300(3)(a).
Section 8-107
Compensation for Extra Services
No additional compensation for extra services shall be paid to any officers or employees unless such payment is expressly authorized in the case of civil service employees by the pay plan and in all other instances by the Administrative Board prior to the rendering of such services and such authorization is certified to the City Controller.
ANNOTATION
- Sources: The Administrative Code of 1929, Act of April 9, 1929, P.L. 177, Section 215.
- Purposes: Additional compensation for extra services has been known to be resorted to at times to increase the compensation of officers and employees when in fact there is no need for extra services. To prevent such abuses, additional compensation must be authorized by the pay plan in the case of civil service employees and in all other cases by the Administrative Board before the services are rendered. Authorization must be certified to the City Controller as a further check. See Annotation to Section 4-300(1)(d).
CHAPTER 2
Contracts, Procurement, Property and Records
Section 8-200
Contracts.
- Except in the purchase of unique articles or articles which for any other reason cannot be obtained in the open market , competitive bids shall be secured before any purchase, by contract or otherwise, is made or before any contract is awarded for construction, alterations, repairs or maintenance or for rendering any services to the City other than professional services and the purchase shall be made from or the contract shall be awarded to the lowest responsible bidder.
- If any purchase or contract for which competitive bidding is required involves an expenditure of more than ten thousand ($10,000) dollars, which amount shall be adjusted every five (5) fiscal years as rounded to the nearest one thousand ($1,000) dollars to reflect the percentage change in the most recently published Consumer Price Index for All Urban Consumers (CPI-U) All Items Index, Philadelphia, Pennsylvania, United States Department of Labor, Bureau of Labor Statistics, the following procedure shall be applicable:
- The Procurement Department shall advertise for sealed bids at least once a week for two weeks in one of the three newspapers having the largest paid circulation in the City and in such other newspapers as it deems necessary. The Department shall require a certified check in an appropriate amount which shall be stated in the specifications to accompany all bids unless a bidder has filed an annual bid bond in excess of such amount;
- Bids shall publicly be opened and tabulated in the presence of a representative of the City Controller at the time specified for their opening. The Department may reject all bids if it shall deem it in the interest of the City so to do. Otherwise the contract shall be awarded to the lowest responsible bidder;
- Within ten days after the award of a contract, the successful bidder shall substitute for his certified check a performance bond, and where appropriate, a labor and materials bond containing such terms as the Department and the City Solicitor shall require and in such amount as the Department may determine;
- The contract shall be in writing and shall be executed in behalf of the City by the Procurement Department but only after it has been approved as to form by the City Solicitor and as to availability of funds under the budget and appropriations by the City Controller and the Direct of Finance. It shall contain a provision that in the performance of the contract the contractor will not discriminate nor permit discrimination against any person because of his race, color, religion or national origin;
- The Procurement Department may in its discretion, permit a bidder to file an annual bond to cover bids that may be made by, or the performance of contracts that may be awarded to, such bidder during an annual period. Such bond shall be in such an amount as the Department may determine and may be increased from time to time, as the Department may require, in order to keep it commensurate with the bids made or contracts awarded during the annual period.
- Contracts may be made for the leasing of real estate and for personal property to be supplied or services to be rendered over a period of more than one year only when permitted by ordinance. Otherwise no contract shall be binding upon the City unless there is an appropriation available for its payment. When the term of a contract exceeds four years, there shall be inserted a clause reserving to the City the right to terminate it at the option of the City at any time after the expiration of four years without liability to the other party for damages or loss of profits which would have been realized had the contract not been terminated. The limitations of this paragraph shall not apply to any contract entered into between the City and any authority.
ANNOTATION
- Sources: See Act of June 25, 1919, P.L. 581, Article XX; the Administrative Code of 1929, Act of April 9, 1929, P.L. 177, Sections 2408-2410, as amended; Purchasing Laws for State, County and City Governments (1941) pp. 26 et seq.
- Purposes:
- Competitive bidding is required as a rule to assure the City's obtaining its purchases and letting its contracts at the lowest prices. However, since the bidder submitting the lowest bid may by experience, reputation or resources not be capable of the performance required, the lowest bidder must also be a "responsible" bidder within the meaning of that term as established by many judicial decisions.
- Unique articles and other articles which cannot be obtained in the open market are not subject to the requirement of competitive bidding. Obviously they are not articles as to which a best competitive price may be obtained. Nor are contracts for professional services subject to the competitive bidding requirement for there is a personal, intangible quality involved in the rendition of such services which would be lost sight of if such contracts had to be awarded to the lowest bidder.
- Although purchases and contracts are as a rule subject to the requirement of competitive bidding, only contracts in an amount above $2,000.00 are subject to the procedure detailed in subsection (2). Contracts below this amount bulk so large in number that to make them subject to subsection (2) would be economically prohibitive.
- Subsection (2) seeks to obtain by the requirement for newspaper advertising the widest practicable solicitation of bids; to protect the interests of the City through requirements for certified checks accompanying bids, bid, performance, labor and materials bonds written contracts and the right of the City to reject all bids; to protect the interests of bidders and of the City through sealed bids and the opening and tabulation of such bids publicly and in the presence of a representative of the City Controller; and by requiring a non-discriminatory practices provision in all contracts, to effectuate the policy of the Charter, that City funds shall not be used to promote practices of discrimination because of race, color, religion or national origin.
- Long term contracts may at times be advantageous to the City. However, appropriations are made only for periods of one year. Accordingly contracts to run beyond a year must be authorized by Council and thereafter Council is bound to make appropriations for payment (see Section 2-309); in all other cases, a contract is not binding on the City unless there are funds appropriated in advance for its payment.
- With the stated exception, in contracts extending beyond four years, a right in the City to terminate without liability after four years must be reserved so that the next administration will at some point during its four year term be able to terminate, should there be a sound reason for such action.
Section 8-201
Concessions
All concessions granted by any officer, department, board or commission of the City for the sale of products or the rendition of services for a consideration on City property shall be awarded by the Procurement Department only pursuant to the specifications of such officer, department, board or commission after competitive bidding and to the highest responsible bidder in a manner similar to that required by the preceding section relating to contracts for procurement involving an expenditure of more than $2,000.00.
ANNOTATION
- Sources: No specific source.
- Purposes: City concessions may be valuable contract rights and to protect the interests of the City, competitive bidding and the following of the procedure detailed in Section 8-200(2) are required in the making of awards of such concessions. This section applies to City officers and agencies, including boards and commissions such as the Board of Trade and Conventions and the Fairmount Park Commission. But such officers or agencies may specify the qualifications a bidder must meet for as a rule they are primarily responsible for the management of the premises on which the concession is to be let.
Section 8-202
Procurement and Building Construction
Except as otherwise provided in this charter, it shall be unlawful for any department, board or commission of the City or for any officer, board, commission or other governmental agency whose purchases are paid for with funds from the City Treasury, to purchase or contract for any personal property or any printing, engraving or publication of any kind or character, or to enter into any contract for which competitive bidding is required, except through the Procurement Department.
It shall likewise be unlawful for any such officer, department, board, commission or agency to contract for the services of a public utility company, or for bonds or insurance of any kind or description, or to subscribe to publications except through the Procurement Department, or to erect, remodel, alter or add to any building except through the Department of Public Property.
This section shall not apply to the purchase of books, prints, manuscripts, curios and specialties for libraries and museums, and animal and plant-life for aquariums, zoological and horticultural gardens.
ANNOTATION
- Sources: The Administrative Code of 1929, Act of April 9, 1929, P.L. 177, Sections 507 and 508, as amended, and 509.
- Purposes: This section implements the provisions of this Charter centralizing building, construction and procurement functions. See Sections 5-900 and 6-500. It applies to City agencies, Council, County agencies and any other governmental agency whose building, construction, or procurement requirements are paid for with funds from the City Treasury.
Section 8-203
Disposition of Unserviceable Personal Property.
Whenever any personal property of the City shall no longer be of service to the City or to the officer, department, board or commission of the City or any other governmental agency in whose possession it is, it shall be the duty of the officer, department, board, commission or agency to turn such property over to the Procurement Department for disposition. Unserviceable property shall not include products manufactured, grown, or raised by any department, board or commission, or by the inmates or patients of any City institution, or timber, stone, minerals, or other materials taken from any property of the City.
ANNOTATION
- Sources: The Administrative Code of 1929, Act of April 9, 1929, P.L. 177, Section 510.
- Purposes: This section implements Section 6-500(d). As to agencies to which it applies, see preceding Annotation.
Section 8-204
Acceptance of Gifts or Donations
Every department, board and commission, may accept on behalf of the City gifts or donations of money, securities, or other personal property which, or the income of which, shall be useful in connection with the work of such department, board or commission, or for the benefit of the inmates or patients of any City institution administered by such department, board or commission.
A department, board or commission shall not accept any gift of real estate or any interest in real estate without specific authority from the Council so to do.
ANNOTATION
- Sources: The Administrative Code of 1929, Act of April 9, 1929, P.L. 177, Section 513.
- Purposes: The acceptance of gifts or donations by City agencies on behalf of the City is authorized so that offers of gifts may be readily accepted. The consent of Council is required in the case of gifts of interests in real estate for such offers may involve extensive obligations upon the part of the City, once they are accepted.
Section 8-205
Sale of Real Estate and Grants of Rights of Way or Other Rights over or in Real Estate
A department, board or commission shall not sell or exchange any real estate belonging to the City or grant any license, easement, right of way, or other interest over or in such real estate without specific authority from the Council so to do. In deeds of land made by the City, appropriate restrictions may be imposed, including a restriction requiring that the design and location of structures to be altered or erected thereon be first approved by the Art Commission.
ANNOTATION
- Sources: The Administrative Code of 1929, Act of April 9, 1929, P.L. 177, Section 514, as amended; Act of June 25, 1919, P.L. 581, Article II, Section 11(e).
- Purposes: The consent of Council is required before any interest in land may be transferred because of the value of such interests. The power of the City to impose restrictions in deeds of land made by it is intended as a means for facilitating planned City development, extending the powers of the Art Commission in appropriate circumstances, and for enabling the City to impose deed restrictions of any kind when otherwise appropriate or desirable.
Section 8-206
Effect of Physical Development Plan
No public way, ground or open space, or building or structure paid for in whole or in part with funds from the City Treasury, or of a public utility for which a franchise is necessary from the City, shall be developed, improved or constructed unless recommendations of the City Planning Commission as to location and size pursuant to the Physical Development Plan shall have been first requested and obtained. If the Commission fails to make its recommendations within thirty days, its approval shall be presumed.
ANNOTATION
- Sources: Model City Charter (1941), Section 132; New York City Charter, 1938, Section 199.
- Purposes: This section gives effect to the Physical Development Plan of the City. See Annotation to Section 4-600.
Section 8-207
Art Commission Approval
- No work of art shall be acquired by any department, board or commission, or erected or placed in or upon or allowed to extend over any building, street, stream, lake, park, or other public place belonging to or under the control of the City, or removed, relocated or altered in any way without approval first obtained from the Art Commission.
- No construction or erection requiring the approval of the Art Commission shall be contracted for by any officer, department, board or commission without approval first obtained from the Art Commission.
- Nothing requiring the approval of the Art Commission shall be changed in design or location without its approval.
ANNOTATION
- Sources: Act of June 25, 1919, P.L. 581, Article II, Section 11(d) and (e).
- Purposes: Provisions of the 1919 Charter are continued. See Section 5-903.
Section 8-208
Maintenance and Use of Automobiles and Other Vehicles
All automobiles and other vehicles purchased for the proper conduct of the business of the several departments, boards and commissions shall be maintained by or under the supervision of the Department of Public Property. The use of automobiles and other vehicles by officers and employees shall be subject to the rules of the Administrative Board.
ANNOTATION
- Sources: The Administrative Code of 1929, Act of April 9, 1929, P.L. 177. Section 515.
- Purposes: This section implements Sections 5-900(b) and 4-300(3)(b).
Section 8-209
Maintenance and Repair of Buildings and Other Real Estate
The Department of Public Property shall itself, or by contract, keep clean and presentable, maintain and repair all City buildings and grounds except that with the approval of the Managing Director any department, board or commission may perform such services itself as to any building and grounds which it occupies exclusively. Any repairs constituting the remodeling of a building or a part thereof shall be performed in accordance with the provisions of this charter on the construction of new buildings or the remodeling or alteration of existing buildings.
ANNOTATION
- Sources: No specific source.
- Purposes: This section implements Section 5-900(a).
Section 8-210
Publications
No department, board or commission shall publish or distribute to the public any printed matter, map or document except through the Procurement Department, unless that Department shall have consented to the direct publication or distribution of such printed matter, map or document by such department, board or commission.
ANNOTATION
- Sources: The Administrative Code of 1929, Act of April 9, 1929, P.L. 177, Section 521.
- Purposes: This section implements Section 6-500(b).
Section 8-211
Disposition of Records
Whenever any office, department, board or commission shall have an accumulation of records which are not needful or useful in the transaction of its current or anticipated future work and which date back a period of more than four years, it shall be the duty of the head of such office, department, board or commission to submit to the Administrative Board and the Department of Records a report of that fact, accompanied by a concise statement of the condition, quantity and character of such records. If the Administrative Board shall be of the opinion that such records or any part thereof are not needed or useful in the transaction of the current or anticipated future work of such office, department, board or commission, the Department of Records shall determine whether any of such records are of historical or archival value to the City, and shall take over for preservation in the archives of the City any records which have such value. The remainder shall be turned over to the Procurement Department which shall dispose of it in accordance with the rules promulgated by the Department of Records for the disposition of records.
ANNOTATION
- Sources: The Administrative Code of 1929, Act of April 9, 1929, P.L. 177, Section 524, as amended.
- Purposes: To maintain all old City records entails the wasteful expenditure of money and facilities. However, they should not be disposed of except pursuant to an orderly procedure which will safeguard the interest of the City in records which may be needed for current or anticipated future work and which may be of archival value. See Annotations to Sections 4-300(1)(f), 5-1101(a)(5) and (d), 6-500(d) and 8-203.
Section 8-212
Microfilm or Other Reproduction Records
Any officer, department, board or commission, with the approval of the Commissioner of Records, may have microfilm or other reproductions made of any records for the purpose of protecting and safeguarding the originals of such records or for the purpose of conserving filing space; and such microfilm or other reproductions shall, whenever possible, be used in place of the originals. In any case where the originals are microfilmed or otherwise reproduced under the provisions of this section for the purpose of conserving filing space, the department, board or commission may have such records disposed of in accordance with the preceding section.
ANNOTATION
- Sources: The Administrative Code of 1929, Act of April 9, 1929, P.L. 177, Section 525, as amended.
- Purposes: Reproducing records by microfilming or other reproduction scale-reducing methods is a means for conserving record storage space and preserving original records of value. However, expert advice and uniform practices are desirable for such purposes. See Annotations to Sections 5-1101(a)(4) and 8-211.
CHAPTER 3
Legislative and Executive Officeholders and Employees
Section 8-300
Oaths of Office
All persons elected, appointed or employed under the provisions of this charter, including the City Controller and the City Treasurer, shall, before entering upon the duties of their offices or employments, take an oath of office to support the Constitutions of the United States and of the Commonwealth of Pennsylvania and this charter.
ANNOTATION
- Sources: No specific source.
- Purposes: Loyalty to the Constitutions of the national, state, and local governments is a reasonable condition to exact for City office-holding or employment.
Section 8-301
Other Offices or Positions
Except as otherwise provided in this charter, no person shall hold more than one office or position of profit, whether elective or appointive, under the City and no such person shall hold such office or position while holding any other office or position of profit in or under the government of the United States, of the Commonwealth of Pennsylvania, or of any county, city or other political subdivision thereof, other than the office of notary public, any office in the military or naval service of the United States or of the Commonwealth of Pennsylvania, or any ex officio office held by virtue of another office or position.
ANNOTATION
- Sources: Act of June 25, 1919, P.L. 155, Article IV, Section 3.
- Purposes: The provision as to dual office-holding of the 1919 Charter is continued with minor modifications, primarily of language.
Section 8-302
Fidelity Bonds
Before entering upon the duties of their respective offices or positions, the Managing Director, the Director of Finance, all department heads, the City Treasurer, the Personnel Director, and such other officers and employees of the City, including those of the Council, as the Administrative Board shall determine, shall execute and file with the Department of Records, corporate surety bonds, conditioned for the faithful performance of their respective duties in such penal sums as shall be fixed by the Administrative Board but the amount of the bond shall not in any case be less than five thousand dollars.
All such bonds and sureties thereon shall, before being accepted by the Department of Records, be approved by the Law Department.
ANNOTATION
- Sources: The Administrative Code of 1929, Act of April 9, 1929, P.L. 177, Section 219, as amended; see the Act of June 25, 1919, P.L. 155, Article IV, Section 6.
- Purposes: The principal officers of the City named in this section are required to execute and file corporate surety bonds conditioned for the faithful performance of their duties to protect the interests of the City. Since officers and employees not named in this section may also hold special positions of trust or may handle City or other public funds in the custody of the City, the Administrative Board may require them to be bonded. The amounts of bonds will depend on the duties of particular offices and positions. The Administrative Board is empowered to determine such amounts but a minimum standard of protection of $5,000 is fixed by the Charter. See Section 4-300 (2) (b). Approval by the Law Department of all bonds and sureties is required to assure their meeting all legal requirements so that legal inadequacy of the obligation cannot be later put forward as a defense.
CHAPTER 4
Executive and Administrative Branch
Section 8-400
Certain General Provisions to Apply to Certain Officers
All of the provisions of this charter which apply generally to department heads or departments, boards and commissions shall apply to the Mayor the Managing Director, the Director of Finance, the City Treasurer, the City Representative and the Personnel Director and to their offices.
ANNOTATION
- Sources: No specific source.
- Purposes: Certain provisions of this Charter apply generally to all department heads and to the principal officers of the executive and administrative branch. To avoid listing in each such section the offices of the Mayor, the Managing Director, the Director of Finance, the City Treasurer, the City Representative and the Personnel Director, reference is made generally to department heads, or departments, boards and commissions and such a reference includes the particular officers listed in this section. See, for example, Sections 8-405 and 8-406. The City Controller is regarded as a department head since he is the head of the Auditing Department.
Section 8-401
Coordination of Work
The several departments, boards and commissions shall devise a practical and working basis for cooperation and coordination of work, eliminating duplication and overlapping of functions, and shall so far as practicable cooperate with each other in the use of employees, land, buildings, quarters, facilities and equipment. The head of any department or any board or commission may empower or require an employee of another department, board or commission, subject to the consent of the head of such department or of such board or commission, to perform any duty which he or it might require of the employees of his or its department, board or commission. Whenever in this charter power is vested in a department, board or commission to inspect, examine, or secure data or information or to procure assistance from any other department, board or commission, a duty is hereby imposed upon the department, board or commission upon which demand is made to render such power effective.
ANNOTATION
- Sources: The Administrative Code of 1929, Act of April 9, 1929, P.L. 177, Sections 501 and 502.
- Purposes:
- Cooperation among the various City agencies and the coordination of their work are necessary for the effective execution of their functions and to effect economies in the cost of their operations.
- Occasions may frequently arise where economies may be effected by one agency using an employee of another agency on a temporary basis or where a specific task committed to a given agency may be more effectively performed by a particular employee of another agency. In such instances an employee of another agency may be empowered or required to perform such duties as an agency head could require of his own employee, if the head of the other agency consents to his employee's performing the task in question.
- All agencies are required to furnish information or assistance to other agencies empowered to obtain such information or to request such assistance so that such powers, granted by this Charter, will not be frustrated by the denial of an obligation to comply.
Section 8-402
Cooperation with Other Agencies
In the performance of its functions each department, board or commission shall cooperate with private agencies and with agencies of the governments of the United States, the Commonwealth of Pennsylvania and any other state and with any of their political subdivisions, having similar functions.
ANNOTATION
- Sources: No specific source.
- Purposes: In a number of instances adequate and complete execution of functions may call for cooperation with other governmental or private agencies. Examples include cooperation in public health and police work with state and federal health and police agencies. In such cases City agencies are empowered and required so to cooperate.
Section 8-403
Departmental Boards and Commissions
Except as otherwise provided in this charter, each board or commission connected with a department shall exercise its powers and perform its duties independently of the departmental head and officers but shall account to the department for the expenditure of money. Each such department shall in all cases have the right to examine the books, records and accounts of its departmental boards or commissions.
ANNOTATION
- Sources: The Administrative Code of 1929, Act of April 9, 1929, P.L. 177, Section 503.
- Purposes: Certain boards and commissions are connected with various departments for purposes of fiscal administration where a functional relationship exists between them. See Section 3-100 and the Annotation thereto. Unless other provisions of the Charter provide otherwise [e.g. see Section 5-700 (c)], the head of a department with which a board or commission is connected is not to direct how the board or commission shall perform its functions. Such a board or commission must account to the department for the expenditure of money, report periodically to the department on its activities (see Section 8-404), submit all requests for appropriations through the department (see Section 8-103), make available to the department for examination its books, records and accounts, and generally submit all administrative matters requiring action at a higher administrative level (e.g. at the level of the Managing Director or Director of Finance) through the department.
Section 8-404
Reports
Not later than ninety days after the end of the fiscal year, the head of each department responsible solely to the Mayor and each independent board and commission shall make an annual report in writing to the Mayor and the head of every other department shall make an annual report in writing to the officer who appointed him. Each departmental board and commission shall, not later than sixty days after the end of each fiscal year, make an annual report in writing to the head of the department with which such board or commission is connected. All such reports shall be attached as exhibits to the report made by the head of the department to his superior officer. Not later than one hundred and twenty days after the end of the fiscal year, the Managing Director and the Director of Finance shall make their annual reports to the Mayor with recommendations. They shall transmit to the Mayor as appendices to their reports, all reports made to them by department heads. Copies of all reports required by this section shall be filed in the Department of Records.
ANNOTATION
- Sources: The Administrative Code of 1929, Act of April 9, 1929, P.L. 177, Section 504.
- Purposes: Annual reports are required of all officers and agencies of the City so that the Mayor and the public may be kept informed on a current basis of the operations of all phases of the City government. Such reports are to be channeled up through the administrative structure of the City government to the Mayor. They are to be filed with the Department of Records where they are to be available for public inspection. See Section 5-1104.
Section 8-405
Seals
Each department and any board or commission may adopt and use an official seal. A copy of any paper or document on file with any such department, board or commission may be authenticated by any such seal as a true copy of the original.
ANNOTATION
- Sources: The Administrative Code of 1929, Act of April 9, 1929, P.L. 177, Section 505.
- Purposes: An agency seal may serve many useful purposes in the designation of documents as authentic and official.
Section 8-406
Rules
Except as otherwise provided in this charter, the heads of all departments and all boards and commissions are hereby empowered to prescribe rules for their internal government. Such rules shall become effective only after approval by the Administrative Board.
ANNOTATION
- Sources: Cf. the Administrative Code of 1929, Act of April 9, 1929, P.L. 177, Section 506.
- Purposes: The Charter distinguishes between rules and regulations. The term rules is used to designate standards for intra-governmental administration. The term regulations denotes standards applicable to private persons and organizations. See Section 8-407. This section authorizes City agencies to prescribe rules for their internal government subject to the approval of the Administrative Board. See Section 4-300(1)(a).
Section 8-407
Regulations
Except as otherwise specifically provided in this charter, every department, board and commission is hereby empowered to make such reasonable regulations as may be necessary and appropriate in the exercise of its powers and performance of its duties under this charter or under any statute or ordinance. Except as otherwise provided in this charter, in the adoption of regulations, the following procedure shall apply:
- The department, board or commission promulgating the regulations shall first submit them for approval to the Law Department and upon receiving such approval file them with the Department of Records where they shall be available for public inspection for thirty days;
- The Department of Records shall give public notice of such filing by advertising in the three daily newspapers of the City having the largest paid circulation the fact that regulations relating to a particular subject have been filed with it, and that any person affected thereby may request a hearing;
- If any person affected shall present to the Department of Records a written request therefor, he shall be afforded a public hearing before the department, board or commission promulgating the regulations and the City Solicitor. A report of the hearing reaffirming the regulations or modifying them with the approval of the Law Department shall be filed by the department, board or commission with the Department of Records.
The regulations shall become effective at midnight of the thirtieth day after their filing when no hearing has been requested and at midnight of the tenth day after a report has been filed when a hearing was requested and held.
All regulations shall be published and made available for distribution.
Amendments to regulations shall be adopted under the same procedure as the regulations which they amend.
The requirements of this section may be suspended by the Mayor in writing and temporary regulations promulgated in emergencies affecting the public health or safety but any regulations so put into force shall not remain effective unless the procedures otherwise required by this section are complied with forthwith.
ANNOTATION
- Sources: Cf. the Administrative Code of 1929, Act of April 9, 1929, P.L. 177, Section 506.
- Purposes:
- See Annotation to Section 8-406.
- Administrative agencies may not legislate. However, they may when appropriately authorized by this Charter, or by statute or ordinance, define and apply through administrative regulations standards established by this Charter or by legislation. Thus regulations afford a means for an administrative agency to exercise powers and to perform duties of law administration and enforcement imposed upon and vested in it by this Charter or by statute or ordinance.
- Since members of the public will be the ones who will be affected by regulations, fairness to them prompts the requirement that they be afforded, as a rule, an opportunity to be heard on proposed regulations. Such hearings are intended to protect persons who will be affected from arbitrary administrative action. They should also serve to bring to the attention of administrative officials facts necessary for the exercise of informed judgment in the promulgation of regulations.
- Approval by the Law Department of all proposed regulations is required to assure that they are authorized, comply with basic legislation, and do not exceed constitutional limits.
- Filing with the Department of Records is required since this is the central depository for public documents and the agency where all public records are to be kept available for public use and inspection. See Article 5, Chapter 11.
- The purpose of the advertising requirement of subsection (b) is to assure adequate notice to members of the public of proposed regulations and of the fact that persons who may be affected may request a hearing.
- Persons affected by any proposed regulation are entitled upon written request to a public hearing before a representative of the agency promulgating the regulation and a member of the Law Department who will pass on any questions of law raised. After such a hearing the regulation in question may be reaffirmed or modified. A report of the action taken is to be filed with the Department of Records for purposes of public notice.
- With the exception hereafter noted, regulations can in no event take effect earlier than thirty days after their filing. This period of time should afford affected persons an adequate opportunity to request public hearings should they desire to do so.
- All regulations must be published and made available for distribution so that members of the public and City officers and employees may obtain copies.
- The procedure for amending regulations is the same as that for new regulations since amendments may impose new requirements affecting members of the public.
- Emergencies affecting the public health or safety may require immediate administrative action through regulations. In such instances disaster may be courted if it were required that the regular procedure of this section be followed before regulations become operative. Therefore, this section permits regulations in such emergencies to be put into force immediately by the Mayor suspending in writing the requirements specified. However, for such temporary regulations to remain effective, the steps normally required by this section must immediately be initiated and followed. If they are, the temporary regulations continue in effect while the filing, advertising, waiting period, hearings, etc. take place.
Section 8-408
Meetings of Boards and Commissions
Every board and commission shall hold regular meetings at such times and places as it may by rule designate and in addition shall hold special meetings upon the call of its chairman or president at such times and places as he shall designate. At least three days' notice in writing shall be given of the time, place and purpose of all special meetings, unless such notice is waived in writing by all members. Except as otherwise specifically provided in this charter, a majority of the members of any board or commission shall constitute a quorum. All boards and commissions shall keep minutes of their proceedings.
ANNOTATION
- Sources: The Administrative Code of 1929, Act of April 9, 1929, P.L. 177, Section 518.
- Purposes: This section establishes minimum uniform requirements for all boards and commissions to follow in the holding of meetings so that all members will be apprised of the time and place of meetings, at least a majority of members will be required for business to be transacted, and a record will be kept of proceedings.
Section 8-409
Power to Obtain Attendance of Witnesses and Production of Documents
Every officer, department, board or commission authorized to hold hearings or conduct investigations shall have power to compel the attendance of witnesses and the production of documents and other evidence and for that purpose it may issue subpoenas requiring the attendance of persons and the production of documents and cause them to be served in any part of the City. If any witness shall refuse to testify as to any fact within his knowledge or to produce any documents within his possession or under his control, the facts relating to such refusal shall forthwith be reported to any one of the Courts of Common Pleas of Philadelphia County and all questions arising upon such refusal and also upon any new evidence not included in the report, which new evidence may be offered either in behalf of or against such witness, shall as promptly as possible be heard by such court. If the court shall determine that the testimony or document required of such witness is legally competent and ought to be given or produced by him, the court may make an order commanding such witness to testify or to produce documents or do both and if the witness shall thereafter refuse so to testify or so to produce documents in disobedience of such order of the court, the court may deal with the witness as in other cases.
ANNOTATION
- Sources: Act of June 25, 1919, P.L. 581, Article XVI, Section 8.
- Purposes: Administrative hearing or investigatory process may at times require the compulsion of a subpoena to be effective. Officers and agencies authorized to hold hearings or conduct investigations are thus empowered to compel the attendance of witnesses and the production of documents and other evidence within the geographical limits of the City, the jurisdiction over which this Charter extends. Since subpoenas for this purpose may be disobeyed and since such disobedience is not punishable by imprisonment and fine unless it continues after a court has ordered compliance, City officers and agencies are authorized to resort through the Law Department (see Section 8-410) to the courts. However, the Charter Commission did not possess any power to require courts to enforce such administrative process or to specify the usual penalty of commitment for contempt until compliance. Cf. Annotation to Section 2-401. Accordingly, the action a court is to take is a matter for its discretion and subject to its customary powers.
Section 8-410
Legal Advice and Services
Whenever any officer, department, board or commission shall require legal advice concerning his or its official business or whenever any legal question or dispute arises or litigation is commenced or to be commenced in which any officer, department, board or commission is officially concerned or whenever any taxes or other accounts of whatever kind due the City remain overdue and unpaid for a period of ninety days it shall be the duty of such officer, department, board or commission, to refer the same to the Law Department.
It shall be the duty of any officer, department, board or commission having requested and received legal advice from the Law Department regarding his or its official duty, to follow the same; and when any officer shall follow the advice given him in writing by the Law Department he shall not be liable in any way for so doing upon his official bond or otherwise
Before the Law Department shall render any opinion interpreting any appropriation ordinance or ordinance authorizing the expenditure of money, it shall notify the City Controller of the question upon which its opinion has been requested and afford him an opportunity to present his views upon the question.
It shall be unlawful for any officer, department, board or commission to engage any attorney to represent him or it in any matter or thing relating to his or its public business without the approval in writing of the City Solicitor.
ANNOTATION
- Sources: The Administrative Code of 1929, Act of April 9, 1929, P.L. 177, Section 512; Act of June 25, 1919, P.L. 581, Article XIII, Section 5.
- Purposes:
- This section implements Section 4-400. It seeks to prevent the practice of each officer and agency having its own counsel. It thereby makes possible an effective and well organized, central law agency.
- Officers and agencies requesting and receiving legal advice from the Law Department must follow it. Resort may not be had to other counsel, except with the consent of the City Solicitor, for other advice nor may such other advice even if obtained be followed except at personal risk, a consequence from which an officer or agency is absolved if the advice of the Law Department is followed.
- Questions involving the interpretation of appropriation ordinances or other ordinances authorizing the expenditure of money must be referred to the City Controller for his views since he is the City's auditor and will ultimately be required to pass upon the propriety of all expenditures of City funds.
Section 8-411
Custody of Private Personal Property
Every officer and employee, who in the performance of his duties receives for custodial purposes personal property from any person, shall immediately upon receiving such property issue a receipt to such person and a copy to the City Controller itemizing the property received and stating the circumstances under which it was received, shall keep such property in such place as shall have been designated by the head of the department or the board or commission by which he is employed and shall return such property promptly to such person or his nominee, or to his executor or administrator in case of his death, when its retention by the City is no longer warranted by statute or ordinance.
ANNOTATION
- Sources: No specific source.
- Purposes: Certain officers and employees of the City, such as police officers and hospital employees, are required to or may in the performance of their duties receive for custodial purposes private personal property. This section requires complete accountability for any such property and its return, as soon as it is authorized or required, to the person entitled to it.
Section 8-412
Inspections
Every department, board and commission shall have the power to make such inspections as are incident to or necessary for the performance of its functions except that, with the approval of the Administrative Board, the Mayor may issue an order in writing transferring to the Department of Licenses and Inspections the duty of making inspections incidental to the performance of all or any of the functions of any other department or of any board or commission. After any such order becomes effective, the inspections to which it applies shall be made exclusively by the Department of Licenses and Inspections.
ANNOTATION
- Sources: No specific source.
- Purposes: See Annotation to Section 5-1002.
END OF ARTICLE VIII.